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Securities Arbitration/Litigation Contact Form

When your business is faced with securities law issues, working closely with an attorney who will explain clearly all requirements, options and consequences can help to ensure that you make decisions that are in the business' best interests. Contact our firm to schedule a consultation and case evaluation with an experienced securities attorney.

Experienced New York City Securities Litigation Firm — Nationally Recognized

The law office of Timothy J. Dennin, P.C. offers skilled, focused and thorough representation of private investors who have lost investments as a result of broker misconduct or financial investment advisor misconduct or other unlawful violations of securities law.

Attorney Timothy J. Dennin has received significant settlements and awards on behalf of his clients, and he has a track record in securities arbitration from 1990 to January of 2009 of winning 84 percent of his arbitration cases, with an average of more than 95 percent of the amount requested.

Read more about securities arbitration and litigation in this easy-to-read and understandable information center below.

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Securities Arbitration/Litigation Contact Form

Name

Email Address

Phone Number

Name of brokerage firm:

What stock(s) or other security:

Name of broker:

Amount in dispute and total losses:

Type of issue (select all applicable issues):
Churning
Trading without permission
Conflict of interest
Insider information
Ineptitude or malpractice
High-risk investments
Misrepresentation

Description of case:

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Recent Reported Case Results

  • Securities Litigation: Jeffrey B. Sciallo et al. v. Tyco International Ltd. et al. | Settlement Amount: Subject to a Confidentiality Agreement
  • Financial Advisor Misconduct: Lyons v. Merrill Lynch and Phua Young | NASD Arbitration: Amount Requested: $625,000; Amount Awarded: $621,562, including $240,000 in punitive damages against Merrill Lynch and Phua Young (Merrill Lynch securities analyst) and $125,000 in interest plus expert witness fees.
  • Broker Misconduct: David and Jonathan Libman v. David Garfinkel, First Montauk Securities Corp. et.al. |NASD Arbitration: Amount Requested: $300,000; Amount Awarded: $284,000 plus interest.
  • On-Line Trading Securities Arbitration: Naomi Sayegh v. J. Peter Ricketts, Ameritrade, Inc., Ameritrade Holding, Corp., and Accutrade, Inc. | NASD Arbitration: Amount Requested: $156,000; Amount Awarded $44,600 plus interest
  • Annuities Violations: Nationwide Life Insurance Company v. Helen Constans Christopher Rutland and Barbara Grahams | Amount Awarded: $393,541.76 in compensatory damages and $800,000.00 in punitive damages

Timothy J. Dennin, P.C.
Manhattan Office
270 Madison Avenue, 13th Floor
New York, NY 10016
Phone: 866-664-8035
Fax: 212-688-6457
Map and Directions

Northport Office
316 Main Street
Northport, NY 11768
Phone: 866-780-0305
Fax: 631-261-0395
Map and Directions

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Three Steps to Take

Organize.

Organize your account statements and all documents exchanged with your investment advisor that relate to the investments in question and obtain copies of your new account forms and any amendments thereto reflecting your risk tolerance, investment objectives and investment history.

Prepare.

Prepare a chronology of events detailing what was said when and by whom concerning the investments in question.

Contact.

Contact counsel experienced in securities arbitration and litigation concerning these issues.

Securities Attorney Timothy Dennin

At Timothy J. Dennin, P.C., with offices in Manhattan and in Northport, Long Island, we offer securities-related legal services to domestic investors in New York City, the Bronx, Queens, Brooklyn, Staten Island, Kings County, Queens County, Northport, Montauk, Long Island, Suffolk County, New York, Connecticut, New Jersey, Pennsylvania and nationwide; and international-based private investors and institutions.