Timothy J. Dennin | Investor Representation

What We Do | Security For Investors

Recent Reported Case Results

Securities Litigation: Jeffrey B. Sciallo et al. v. Tyco International Ltd. et al. | Settlement Amount: Subject to a Confidentiality Agreement
Financial Advisor Misconduct: Lyons v. Merrill Lynch and Phua Young | NASD Arbitration: Amount Requested: $625,000; Amount Awarded: $621,562, including $240,000 in punitive damages against Merrill Lynch and Phua Young (Merrill Lynch securities analyst) and $125,000 in interest plus expert witness fees.
Broker Misconduct: David and Jonathan Libman v. David Garfinkel, First Montauk Securities Corp. et.al. |NASD Arbitration: Amount Requested: $300,000; Amount Awarded: $284,000 plus interest.
On-Line Trading Securities Arbitration: D. Vollstedt and S. Vollstedt TTEE, Steven and Deborah Vollstedt v. Charles Schwab & Co. Inc. FINRA Arbitration: Amount Requested: $103,800; Amount Awarded: $437,031.57 plus interest, including attorneys' fees of $144,141.75 and costs of $27,264.82.
Annuities Violations: Nationwide Life Insurance Company v. Helen Constans Christopher Rutland and Barbara Grahams | Amount Awarded: $393,541.76 in compensatory damages and $800,000.00 in punitive damages
Appellate Challenge to Arbitration Award Denied: Charles Schwab & Co. Inc. v. D. Vollstedt and S. Vollstedt TTEE, Steven and Deborah Vollstedt United States District Court Denied Schwab Motion to Vacate Arbitration Award and Ordered that Schwab Pay Recissionary Damages of $151,715.00; 8% Interest on damages from April 20, 2011 thru complete payment of the Judgment; Attorneys fees in the amount of $144,141.75 and cost of $27,564.82.

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Timothy J. Dennin, P.C.
Manhattan Office
270 Madison Avenue, 13th Floor
New York, NY 10016
Phone: 866-780-0305
Fax: 212-688-6457
Map and Directions

Northport Office
316 Main Street
Northport, NY 11768
Phone: 866-780-0305
Fax: 631-261-0395
Map and Directions

RECOVERING ASSETS | SECURITIES INFORMATION

Securities Arbitration and Litigation

Securities Tools

REPRESENTING SUCCESS

Organize.

Organize your account statements and all documents exchanged with your investment advisor that relate to the investments in question and obtain copies of your new account forms and any amendments thereto reflecting your risk tolerance, investment objectives and investment history.

Prepare.

Prepare a chronology of events detailing what was said when and by whom concerning the investments in question.

Contact.

Contact counsel experienced in securities arbitration and litigation concerning these issues.

At Timothy J. Dennin, P.C., with offices in Manhattan and in Northport, Long Island, we offer securities-related legal services to domestic investors in New York City, the Bronx, Queens, Brooklyn, Staten Island, Kings County, Queens County, Northport, Montauk, Long Island, Suffolk County, New York, Connecticut, New Jersey, Pennsylvania and nationwide; and international-based private investors and institutions.