Investment Advisor Misconduct Lawyer in New York
Securities litigation attorney Timothy J. Dennin has been on the side of the private investor since the beginning of his career, when he served as a Securities and Exchange Commission lawyer in Washington, DC. If you have suffered financial losses as a result of securities fraud, the law office of Timothy J. Dennin, P.C. is here to help.
Securities litigation lawyer Timothy J. Dennin has taken on some former internationally recognized investment advisor institutions — and won compensation for his private investor clients. His current caseload, includes:
- Claims against Goldman Sachs Execution & Clearing, LLP for GSEC's failure to notify their clients of fraudulent conduct while continuing to collect millions of dollars in fees
- Claims against Charles Schwab & Co., Inc. for marketing a high risk fund as a low risk investment and for recommending that investors maintain their investment in this fund while Schwab was liquidating its own position in the Schwab High Yield Fund
Whether you have lost your life savings or a life fortune due to advisor or broker misconduct, we can help.
Long Island Office: 866-664-8035 — Manhattan Office: 866-780-0305 — Free Initial Consultation — E-Mail Us
Questions that we ask as we investigate your investment fraud case, include:
- Was your investment advisor authorized to make risky investments?
- Did anyone have discretion to trade in your investment account?
- Is there an arbitration clause in the financial agreement you signed?
- Did the investment advisor engage in unsuitable trading or inappropriate investment recommendations?
- What were the particular investment objectives and risk tolerance for your account and was your advisor inappropriate with regard to them?
Our Goal Is to Be Part of Your Solution, Not the Problem
After researching your case, we will tell you whether we believe that you have an actionable case. It may be that your advisor did not act in an ethical manner, but did not violate the law. Taking on such a case will only cause you more heartache and cost you more money. We take on cases in which we believe that we can help you. If we do not think that your case is actionable, we will let you know.
Free Initial Consultations — Securities Arbitration and Litigation Lawyer
To get answers to your specific questions related to churning, misrepresentation, investment fraud, unsuitable investments, breach of fiduciary duty and other investment advisor misconduct, please call our law firm at 866-780-0305 in New York City or 866-664-8035 in Suffolk County or contact us online.
