Securities Arbitration Lawyer for Private Investors in New York City and in Long Island
Have you suffered significant financial loss due to stock broker or investment advisor misconduct? The law office of Timothy J. Dennin, P.C. can help. We have received the AV Peer Review Rating*. Our offices are in Long Island and Manhattan, and we represent clients locally, nationally and internationally.
Experienced Securities Arbitration — Manhattan and Long Island Offices — Free Initial Consultation — E-Mail Us
Your money is hard-earned, whether you are a billionaire or a pensioned retiree. Our law firm has a significant track record in obtaining favorable results with regard to arbitration matters for private investor clients.
In the area of securities arbitration we have a track record of obtaining favorable results for clients in more than 84 percent of arbitrations that were determined by an arbitration panel after completion of an arbitration hearing. Of those favorable cases, the arbitration panel on average awarded over 95 percent of the amount requested. The majority of cases in which we represent clients are resolved through direct settlement or mediation prior to an arbitration hearing. However, our proven track record of achieving results on behalf of investors, assists in maximizing the results on behalf of our clients either through direct settlement, mediation or trial.
See case results and current cases.
What Is Securities Arbitration and How Can It Help?
Securities arbitration resolves disputes you have with your broker or investment advisor without using the courts. The process is similar to a trial in court, except that there is an arbitration panel that decides the case, not a jury. Virtually all securities arbitration disputes are filed with Financial Industry Regulatory Authority (FINRA), a self regulatory organization (SRO).
Did You Sign a Contract to Arbitrate Disputes?
If you signed an arbitration agreement — this would be a small clause embedded in your larger financial agreement — with your stock broker or your financial investment advisor, you must arbitrate your stock broker fraud, churning, excessive sales, unsuitable investments or other legal matters. If you did not sign a document with an arbitration clause, you may choose to arbitrate or to litigate. Our Suffolk County and Manhattan lawyer can help you determine which avenue will be the best for you.
The firm has recouped millions of dollars on behalf of both institutional and individual investors who have been victims of securities fraud.
Free Initial Consultations — Call Today for Answers and Action
Many nationally known brokerage and investment houses that we have gone up against are now gone. Our attorney is still here. Call our law firm at 866-780-0305 in Manhattan or 866-664-8035 in Northport or contact us online today for answers and action.
CV, BV, and AV are registered certification marks of Reed Elsevier Properties Inc., used in accordance with the Martindale-Hubbell certification procedures, standards, and policies.
Martindale-Hubbell is the facilitator of a peer review rating process. Ratings reflect the confidential opinions of members of the Bar and the judiciary. Martindale-Hubbell ratings fall into two categories - legal ability and general ethical standards.







