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Securities Fraud Class Action

Securities Fraud Class Action Lawyer

New York-Based, National and International in Scope

Have you suffered significant financial loss from securities fraud? You are not alone. There may be something that you can do about it.

The Manhattan and Northport law offices of Timothy J. Dennin, P.C. can represent you in securities class action litigation and securities arbitration. Attorney Timothy J. Dennin is currently working on claims for clients involving Charles Schwab's High Yield Fund or YieldPlus Fund, which resulted in enormous losses for investors both here in the U.S. and overseas.

Justice Matters New York City or Suffolk County Free Initial Consultation E-Mail Us

When There Is a Breach of Fiduciary Duty, You Have Rights

Board of Directors of publically traded companies, stock brokers, brokerage houses and financial investment advisors have a responsibility to keep their shareholders' and client's interests as a priority in all investments. If investors who invested with a specific company or in a specific fund suffered from breach of fiduciary duty by a company's board of directors, broker or advisor misconduct, there may be a basis for a class action suit. An experienced lawyer can help you understand whether the issues that you have encountered are actionable under a class action suit and whether he believes he can recover money through filing a claim.

A Lawyer Whose Work Has Attracted National Attention

Our founding lawyer, Timothy J. Dennin, has earned national recognition and been featured in Newsweek, the New York Times, Bloomberg News and other media sources for his securities litigation and securities arbitration experience. His keen intelligence, deep experience and tenacious focus come into play as he files class action claims to hold parties responsible for corporate malfeasance, accountant malpractice, broker misconduct, stock fraud and financial advisor betrayal of justice for his private investor clients in cases that involve securities fraud class action issues.

"I am on the side of the law, the side of justice. It gives me satisfaction of going up against the big guys and making them redress wrongs they have done to individuals." — Timothy J. Dennin.

Caring, Compassionate and Committed About Seeking Justice

Our lawyer has spent his career bringing bad guys to justice. Now he has teamed with former Securities and Exchange Commission regulators, former prosecutors and investor advocates to investigate misconduct and seek recovery of losses for purchasers of the Schwab YieldPlus Fund.

A class action claim we handled against The Regina Company was settled for more than seven million dollars in 1992. Since that time, we have been counsel for various securities class action cases involving market manipulation of initial public offerings, misrepresentations regarding limited partnerships and shareholder derivative claims resulting in hundreds of millions of dollars in settlements.

Call for a Free Initial Consultation

To learn how we can help you, call our law firm at 866-780-0305 in Manhattan or 866-664-8035 in Northport or contact us online. You lose nothing by calling to ask us questions about your specific legal concern.

Recent Reported Case Results

  • Securities Litigation: Jeffrey B. Sciallo et al. v. Tyco International Ltd. et al. | Settlement Amount: Subject to a Confidentiality Agreement
  • Financial Advisor Misconduct: Lyons v. Merrill Lynch and Phua Young | NASD Arbitration: Amount Requested: $625,000; Amount Awarded: $621,562, including $240,000 in punitive damages against Merrill Lynch and Phua Young (Merrill Lynch securities analyst) and $125,000 in interest plus expert witness fees.
  • Broker Misconduct: David and Jonathan Libman v. David Garfinkel, First Montauk Securities Corp. et.al. |NASD Arbitration: Amount Requested: $300,000; Amount Awarded: $284,000 plus interest.
  • On-Line Trading Securities Arbitration: Naomi Sayegh v. J. Peter Ricketts, Ameritrade, Inc., Ameritrade Holding, Corp., and Accutrade, Inc. | NASD Arbitration: Amount Requested: $156,000; Amount Awarded $44,600 plus interest
  • Annuities Violations: Nationwide Life Insurance Company v. Helen Constans Christopher Rutland and Barbara Grahams | Amount Awarded: $393,541.76 in compensatory damages and $800,000.00 in punitive damages

Timothy J. Dennin, P.C.
Manhattan Office
270 Madison Avenue, 13th Floor
New York, NY 10016
Phone: 866-664-8035
Fax: 212-688-6457
Map and Directions

Northport Office
316 Main Street
Northport, NY 11768
Phone: 866-780-0305
Fax: 631-261-0395
Map and Directions

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Three Steps to Take

Organize.

Organize your account statements and all documents exchanged with your investment advisor that relate to the investments in question and obtain copies of your new account forms and any amendments thereto reflecting your risk tolerance, investment objectives and investment history.

Prepare.

Prepare a chronology of events detailing what was said when and by whom concerning the investments in question.

Contact.

Contact counsel experienced in securities arbitration and litigation concerning these issues.

Securities Attorney Timothy Dennin

At Timothy J. Dennin, P.C., with offices in Manhattan and in Northport, Long Island, we offer securities-related legal services to domestic investors in New York City, the Bronx, Queens, Brooklyn, Staten Island, Kings County, Queens County, Northport, Montauk, Long Island, Suffolk County, New York, Connecticut, New Jersey, Pennsylvania and nationwide; and international-based private investors and institutions.