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Baby Boomers, blockchain and boiler rooms

As an investor, you are always looking for a new market or a piece of information that will give you a competitive edge. When discovering new information on the latest opportunities, you are rightfully skeptical of some and seize upon others. The integration of technology in our daily routines has opened up a new realm of possibilities in both our professional and personal lives, but with that, a new field of risks too.

Puerto Rico: USB brokers lose arbitration case

Puerto Rican brokers have been in the news for failing to ethically invest on their clients’ behalf. Most recently, Investment News reported that two claimants were awarded $793,077.61 by UBS. They charged UBS Financial Services and UBS Financial Services of Puerto Rico with a number of investment violations after the clients purchased municipal bonds with them. These violations include: misrepresentation, negligence, failure to uphold their fiduciary duty and a several other ethical problems. What can you do if you suspect that your broker is not acting in your best interests?

Did your broker misrepresent investment information?

You trusted a broker to manage a portion of your money, hoping to increase your savings before retirement. However, something does not seem right. They lost a large portion of your investment, but they did not give you a satisfactory answer as to why. It may be time to take a deeper dive into your investments, and make sure that everything is in order.

How Seniors Can Protect Themselves From Investment Fraud

Investing is exciting, and it's easy to get caught up in the promise of fast money. That being said, investment fraud is unfortunately all too common - especially among seniors. Sadly, many scammers attempt to prey on older people, as they believe they may be able to get easy money this way. It's important to take the following five steps to ensure that you or an older loved one are not the victim of an investment scam.

Contact A Manhattan Investment Fraud Lawyer With Extensive Experience

For a free consultation with an experienced New York City securities litigation lawyer, contact the law firm of Timothy J. Dennin, P.C., by calling 866-437-9475.

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