Named for the guarantee of principal offered to investors who hold the securities until maturity, principal protected notes (PPNs) can be used to defraud investors by enticing them to keep their money in fraudulent or unstable instruments for long periods of time.

They can also be sold by brokers who fail to understand the instability and lack of protection inherent in certain of these securities. Investors who are victimized have the right to pursue legal recourse with the help of a skilled securities fraud lawyer at the Northport and Manhattan, New York, offices of Timothy J. Dennin, P.C.

Did You Lose Money In Principal Protected Notes?

If you lost money in a PPN investment because you were misled, deceived or improperly advised by a broker or investment adviser, our firm can help you understand your rights and options for resolving the problem. Depending on your circumstances, we may be able to represent you in filing and pursuing a FINRA arbitration or litigation claim to recoup your money.

Securities lawyer Timothy J. Dennin has extensive securities litigation and securities arbitration experience going back to 1990 — and an extraordinary record of helping his clients recover what was lost. Mr. Dennin, who has received the AV Preeminent peer review rating* through Martindale-Hubbell for his excellent legal abilities and high ethical standards, has won cases against individual brokers and investment advisers, as well as officers and directors of publicly traded companies. With regard to PPN abuses, he has represented multiple clients in cases against a major investment banking firm.

Contact An Attorney For Principal Protected Note Cases

Questions about PPNs? Manhattan securities fraud litigation attorney Timothy J. Dennin provides a free consultation to investors who are considering filing investment lawsuits. Contact the firm to schedule an appointment at 866-437-9475.

*AV®, AV Preeminent®, Martindale-Hubbell Distinguished and Martindale-Hubbell Notable are certification marks used under license in accordance with the Martindale-Hubbell certification procedures, standards and policies. Martindale-Hubbell® is the facilitator of a peer-review rating process. Ratings reflect the anonymous opinions of members of the bar and the judiciary. Martindale-Hubbell® Peer Review Ratings™ fall into two categories - legal ability and general ethical standards.

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