An unexpected investment loss can be upsetting, and your initial reaction may be to place the blame entirely on yourself. However, you may want to consider that decisions made by an adviser or broker could be responsible for the loss. Even if you had what you believed...
Affinity fraud: Insidious, damaging and not uncommon
It’s natural to want to trust someone you share a community with. Maybe it’s another member of a tight-knit professional organization, or someone who goes to the same place of worship that you frequent. You can identify with them – so they...
How could a broker misrepresent an investment?
Many people agree that investing involves risk. The extent of your vulnerability can vary depending on the situation. But can you always trust your broker to guide you toward a good option?Brokers are trained and licensed to guide you in making wise investment...
Woman arrested for securities fraud scheme
Authorities claim that a woman purposely lied to investors about the purposes of her investment fund as well as its performance. Accused of committing securities fraud, she allegedly ran a $100 million scheme that affected many different investors. It can be extremely...