Capable Handling Of Securities Arbitration Matters


Have you suffered significant financial loss due to stockbroker or investment adviser misconduct? The law office of Timothy J. Dennin, P.C., can help.

Our New York City securities arbitration lawyer has received the AV Preeminent peer review rating* from Martindale-Hubbell. Our offices are in Northport and Manhattan, and we represent clients locally, nationally and internationally.

Experienced securities arbitration Manhattan and Long Island offices Free initial consultations available. Call 866-437-9475.

Your money is hard-earned, whether you are a billionaire or a pensioned retiree. Our law firm has a significant track record in obtaining favorable results with regard to arbitration matters for private investor clients.

In the area of securities arbitration, we have a track record of obtaining favorable results for clients in more than 90 percent of arbitrations that were determined by an arbitration panel after completion of an arbitration hearing. Of those favorable cases, the arbitration panel on average awarded approximately 85 percent of the amount requested.

The majority of cases in which we represent clients are resolved through direct settlement or mediation prior to an arbitration hearing. However, our proven track record of achieving results on behalf of investors assists in maximizing the results on behalf of our clients either through direct settlement, mediation or trial.

What Is Securities Arbitration And How Can It Help?

Securities arbitration resolves disputes you have with your broker or investment adviser without using the courts. The process is similar to a trial in court, except that there is an arbitration panel that decides the case, not a jury. Virtually all securities arbitration disputes are filed with Financial Industry Regulatory Authority (FINRA), a self-regulatory organization (SRO).

Did You Sign A Contract To Arbitrate Disputes? We Can Help.

If you signed an arbitration agreement — this would be a small clause embedded in your larger financial agreement — with your stockbroker or your financial investment adviser, you must arbitrate your stockbroker fraud, churning, excessive trading and sales, unsuitable investments or other legal matters. If you did not sign a document with an arbitration clause, you may choose to arbitrate or to litigate. Our lawyer can help you determine which avenue will be the best for you.

The firm has recouped millions of dollars on behalf of both institutional and individual investors who have been victims of securities fraud.

Free Initial Consultations — Call Today For Answers And Action

Many nationally known brokerage and investment houses that we have gone up against are now gone. Our attorney is still here and still committed to pursuing justice against firms that are still in business, but acting illegally or inappropriately. Call our law firm at 866-437-9475 in Manhattan or in Northport, or contact us online today for answers and action.

*AV®, AV Preeminent®, Martindale-Hubbell Distinguished and Martindale-Hubbell Notable are certification marks used under license in accordance with the Martindale-Hubbell certification procedures, standards and policies. Martindale-Hubbell® is the facilitator of a peer review rating process. Ratings reflect the anonymous opinions of members of the bar and the judiciary. Martindale-Hubbell® Peer Review Ratings™ fall into two categories – legal ability and general ethical standards.