Handling Broker Misconduct On Behalf Of Victims


You place your trust and your investment money into the hands of a broker. You do not expect that the broker is going to use his or her privileged position as a license to steal from you.

For many of New York City broker misconduct attorney Timothy J. Dennin‘s private investor clients, this is exactly what happens — whether they are seasoned investors with significant investments or on a fixed income with plans for a decent retirement.

Northport office or Manhattan office: 866-437-9475 Free initial consultations available.

Attorney Representing Victims Of Broker Misconduct

The law office of Timothy J. Dennin, P.C., focuses only on helping private investors seek to recoup their losses and bring bad brokers to justice. Lawyer Timothy J. Dennin started in securities law and litigation at the Securities and Exchange Commission in Washington, D.C., in 1987. In 1991, he opened his private practice, and we now have offices in Northport, Suffolk County and on Madison Avenue in New York City. His work has attracted national attention and national news — as have his results.

Churning And Unauthorized Trading

Issues that the law office of Timothy J. Dennin, P.C., addresses for clients include:

  • Stockbroker churning, excessive trading and other improper sales practices
  • Unsuitable investment claims
  • Fraud, including commodity fraud, elder investment fraud, stockbroker fraud
  • Unauthorized trading
  • Variable annuity sales abuse
  • Failure to follow instructions
  • Broker misconduct, including negligence and contract violations
  • Omitting or misrepresenting facts
  • Other state and federal securities law violations

Our attorney, Timothy J. Dennin, has won awards and achieved settlements in the seven-figure range for private investor clients who suffered financial losses due to unlawful activity from their broker or adviser.

Simple Or Complex Financial Investment Matters — Diligent Representation

Whether a simple set of facts leads to the solution of your problem or a complex investment scheme leads to your losses, our law firm is here to help.

Whether you have signed an agreement to arbitrate your dispute or your securities claim can be litigated in court, our law firm can help you pursue justice. We keep our clients apprised of every step involved in their case, and we will do our best to obtain the maximum fair settlement allowable.

Answers And Action — Free Initial Consultation

Call us at 866-437-9475 in Manhattan or in Northport, or contact us online to get your questions answered and learn more about the merits of your case.