Choosing to invest in securities can be difficult for novice investors. When a New York resident hopes to expand their portfolio or diversify through the acquisition of new securities, they must know what they are getting into so that they can minimize their risks of loss and financial trouble. Financial professionals can guide them toward […]
The elderly are amongst the most vulnerable amongst us. While this means that they may be more likely to be subjected to physical and emotional abuse, these individuals can be taken advantage of financially, too. Sure, friends and loved ones may try to squander money away from these elderly individuals, but even those who work […]
Despite greater attention paid to the possibility of securities fraud in investment opportunities in New York, Puerto Rico and across the U.S., it is still worryingly common for Ponzi schemes to be discovered. People who are taken in by the promise of big returns on their investment and little risk should be wary. Even savvy […]
Investment fraud generally, and hedge fund fraud specifically, can be devastating for investors. Investors who have staked their retirement or life savings on a hedge fund, for example, can unexpectedly face having the rug pulled out from under them if they are victims of this type of fraud. A variety of legal protections are in […]
Securities fraud affects many New Yorkers every year, sometimes leading to the loss of thousands or even millions of dollars. In general, securities fraud involves deceiving investors or manipulating financial markets. The following is an overview of three common types of securities fraud. 1: High yield investment frauds In this type of scheme, a person […]
The legendary character Robin Hood famously robbed from the rich to give to the poor in medieval England. In the 21st century, a popular investment company calling itself Robinhood has been accused of taking advantage of the poor and lying to its customers. Robinhood Financial, L.L.C., is one of the fastest-growing financial companies in history. […]
Having a strong investment portfolio is important to many people here in the Northport area. However, there is a possibility that private investors can fall victim to fraud or misrepresentation on the part of their trusted broker or investment advisor. Fraud and other misconduct is not your fault As is the case often, private investors […]
Disclosure statements are often found at the end of investment research reports, often in tiny print that’s easy to miss. It’s easy to overlook this information. However, a disclosure statement can contain crucial information that can help guide your investment decisions. The Securities and Exchange Commission (SEC) requires all research reports to contain a disclosure […]
Recently filed criminal charges reinforce the notion that investors ask pertinent questions before investing and scrutinize the broker and representations regarding an investment. In this recent case, the U.S. Attorney’s Office for the Southern District of New York filed securities fraud charges against an unregistered advisor. The defendant, who allegedly went by the alias Dr. […]
Being the victim of securities fraud can be devastating on many levels. Securities fraud, and the harm it causes, can be extensive for victims and their families financially and emotionally. As a result, victims of securities fraud should be familiar with what securities fraud is and what can be done about it if they have […]